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Director Global Compliance

$128k - $228k
United States
Remote
Full-time
5001-10000
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🔴 Closes on: 
Nov 14

About UsWe are a leading financial services firm dedicated to helping our clients achieve their financial goals. We are committed to being a responsible corporate citizen and an employer of choice.### The RoleWe are seeking a highly motivated and experienced Director, Global Compliance to join our Compliance team. The Director, Global Compliance will be responsible for providing strategic direction and oversight to the global compliance function, including compliance risk management, surveillance and monitoring, and advisory services to the business lines. The successful candidate will have a deep understanding of the financial services industry and relevant regulatory requirements, as well as exceptional leadership, communication, and project management skills.### Key Responsibilities Provide strategic direction and oversight to the global compliance function, including compliance risk management, surveillance and monitoring, and advisory services to the business lines. Develop and implement a comprehensive compliance program that ensures adherence to regulatory requirements, industry standards, and company policies. Conduct risk assessments and gap analyses to identify areas of vulnerability, and develop and implement remediation plans. Collaborate with senior management and business lines to ensure that compliance is integrated into business strategy and decision-making. Provide guidance and advice to business lines on compliance-related matters, including regulatory requirements and industry best practices. Monitor and report on compliance metrics and key performance indicators. Manage and lead a team of compliance professionals, including hiring, training, and developing staff. Develop and manage budgets for compliance initiatives and programs. Collaborate with other departments, such as legal, audit, and risk, to ensure a comprehensive approach to risk management and compliance.### Requirements Bachelor’s degree in a relevant field (e.g. law, business, finance). 10+ years of experience in compliance, with at least 5 years in a leadership role. Deep understanding of financial services industry and relevant regulatory requirements. Excellent leadership, communication, and project management skills. Ability to work in a fast-paced environment and adapt to changing priorities. Strong analytical and problem-solving skills. Certification in compliance (e.g. CCO, CCEP) an asset.### What We Offer Competitive salary and bonus potential Opportunities for career growth and professional development Collaborative and dynamic work environment Comprehensive benefits package, including pension and health benefits Flexible work arrangements, including remote work options If you are a motivated and experienced compliance professional looking to take your career to the next level, please submit your application to career@company.com or visit our website at www.company.com/careers.

Apply for this job
🔴 Closes on: 
Nov 14
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